Compliance Manager

Location Edinburgh
Discipline: Financial Services
Job type: Permanent
Contact name: Scott Maxwell

Contact email:
Contact phone: +447974065745
Job ref: 133858
Published: about 1 year ago
Expiry date: 29 Aug 2023 00:59


Compliance Manager


Change Recruitment are recruiting for a Compliance Manager who will be part of a talented 2nd line of defence team of a Retail Financial Services provider. In this role, you will support the Head of Compliance and Data Protection Officer in the delivery of the Banks compliance oversight, reporting and SME advice.

Some of the key role/responsibilities will be to:

  • Perform data led and value adding regulatory compliance oversight.

  • Understand and advise on the regulatory regimes the banking side of the business is subject to, including data protection.

  • Use your knowledge in interpreting regulation and managing risk to advise across a range of risk and compliance disciplines, seeking input from others as required.

  • Listen to business stakeholders, understand their point of view

    and provide practical and pragmatic advice on regulatory compliance.

  • Proactively influence, train and support others to understand their regulatory compliance responsibilities.

  • Maintain a deep understanding of the retail products operated by the business.

  • Work in an agile manner, connecting with colleagues across the function and organisation to deliver compliance advice and oversight, prioritising based on risk and value, and maintaining customer focus.

  • Champion good customer outcomes throughout the organisation.

  • Contribute to an inclusive and open culture.

  • Maintain strong stakeholder relationships to embed compliance awareness across the organisation.

The Role

  • Providing subject matter expertise on compliance with the regulatory regimes the business is subject to, including data protection.

  • Performing close and continuous and thematic oversight to support the businesses

    compliance with regulation and provide a view to management.

  • Escalating and reporting on regulatory compliance risk, providing input to Executive Committee and Board papers.

  • Leading SM&CR and data protection processes.

If this sounds like you, please either contact me on 07974 065745, email me or apply online