Senior Compliance Analyst

Senior Compliance Analyst – Edinburgh

Hybrid working 

Overview

Change Recruitment are partnering with one of our key Investment firms who are looking for an experienced Senior Compliance Analyst to join a growing compliance function here in Edinburgh.

Like all Compliance roles, this position is central to supporting the firm’s adherence to regulatory obligations and internal governance standards.

You’ll work closely with colleagues across the business to strengthen oversight, enhance controls and ensure that compliance expectations are fully embedded into day-to-day operations

The ideal candidate will bring strong regulatory knowledge, confidence navigating investment-related rules, and a proactive approach to identifying and managing compliance risk.

Key Responsibilities

• Develop, refresh and maintain compliance frameworks, policies and procedures to ensure ongoing alignment with regulatory requirements
• Carry out periodic monitoring, thematic reviews and control testing to assess the effectiveness of existing compliance arrangements
• Keep abreast of regulatory developments and industry expectations, advising the business on required changes and potential impacts
• Partner with operational, investment and support teams to ensure compliance considerations are built into processes and decision-making
• Provide practical guidance to colleagues on a range of compliance topics and act as a point of escalation for queries
• Deliver training sessions to promote awareness of regulatory responsibilities across the organisation
• Investigate potential breaches or control weaknesses, ensuring appropriate resolution and remediation
• Prepare accurate and timely regulatory reports and support interactions with relevant regulatory bodies
• Identify emerging risks and contribute to the enhancement of risk-mitigation measures
• Represent the compliance function at internal meetings and external industry events as required
• Use data, MI and analytical tools to highlight trends, gaps or areas for improvement within the compliance environment
• Support ad-hoc compliance workstreams or change initiatives as the business evolves

Candidate Profile

• Prior experience in a compliance role within financial services, ideally within investment or asset management.
• Strong understanding of regulatory frameworks and recognised industry standards
• Good knowledge of investment products such as mutual funds, ETFs and segregated mandates
• Strong analytical skills with the ability to interpret information, spot issues and recommend suitable action
• Confident communicator with the ability to work cross-functionally and explain regulatory concepts to non-specialists

A fantastic opportunity to progress in a dynamic, client focussed environment!

Apply now!